Domain 1 · Professional Practice & Ethics · Lesson 4 of 11

Informed consent and professional disclosure

8 min read · Dr. Andrew WichtermanCACREP: Professional Orientation & Ethics

Last reviewed September 2026 by Dr. Andrew Wichterman · Aligned to the current NCE blueprint. Valid for exams through June 30, 2027.

AI-narrated overview made with Google NotebookLM. The written lesson below is by Dr. Andrew Wichterman.

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Informed consent is the client's right to know what they are agreeing to. The exam tests its elements, its timing, and what happens when a client cannot give it.

Before you read: three questions

Try to answer each from memory first, even if you have to guess. Guessing before reading makes the answer stick; reveal only after you have tried.

What is Informed consent?Ongoing process of ensuring the client understands and agrees to services.
What is Professional disclosure statement?Written description of credentials, fees, confidentiality, complaint process.
What is Assent?Agreement from a client who cannot legally consent.

The Code requires counselors to review, in writing and verbally, the purposes, goals, techniques, procedures, limitations, potential risks and benefits of services; the counselor's qualifications, credentials and relevant experience; continuation of services if the counselor becomes incapacitated; the implications of diagnosis; the intended use of tests and reports; fees and billing; confidentiality and its limits; the client's right to obtain records, participate in planning and refuse services; and the consequences of refusal.

Two words in the Code matter: consent is an ongoing process, not a one-time signature, and it must be delivered in developmentally and culturally appropriate ways.

The professional disclosure statement

A professional disclosure statement is the written document that carries most of the informed consent content: credentials, theoretical orientation, fees, confidentiality limits, emergency contact, and how to file a complaint with the licensing board. Many states require it by law. On the exam, "the document a counselor provides describing credentials and practice" is the professional disclosure statement.

Capacity and assent

When a client is a minor or lacks capacity to consent, the counselor obtains consent from a parent or legal guardian and seeks the client's assent, meaning their agreement to participate. Assent is not legally binding but is ethically required. The counselor also includes the client in decisions to the extent they are able.

Recording sessions or observation by supervisors requires the client's permission in advance. Distance counseling requires additional consent covering technology risks, emergency procedures across jurisdictions, and the counselor's licensure in the client's location. Research participation requires consent that makes clear participation is voluntary and refusal carries no penalty. Mandated clients, such as court-referred, still receive informed consent, including what will be reported to the referring agency and the consequences of refusing services.

Exam tip. "When should informed consent be obtained?" The answer is at the beginning of the relationship and throughout, not at the first session only, and not after a treatment plan is set.
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Informed consent Professional disclosure statement Assent Mandated client
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